GKN successfully represented Charles Vista LLC, a registered broker dealer, and its owner, Gregg Lorenzo (the “Vista Defendants”) in a securities fraud claims brought pursuant to Section 10(b) and 20(a) of the Securities Exchange Act of 1934. The District Court dismissed the claims against the Vista Defendants on grounds that the Plaintiff failed to adequately…

May 6, 2016: the Court in Anwar v. Fairfield Greenwich Limited, et. al., 09-cv-118 (VM), approved a $55 million settlement with PwC. This settlement increased to over $250 million the aggregate settlement total in the federal lawsuit that was initially filed on January 9, 2009 by Gusrae, Kaplan & Nusbaum Partner David A. Gehn, along…