Recent news

On August 25, 2016, GKN attorney Matt Baum launched RIAcast, a podcast focused on the investment adviser community. The podcast focuses on conversations with key players and influencers in the investment adviser space. The episodes can be found at RIAcast.com

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GKN successfully represented Charles Vista LLC, a registered broker dealer, and its owner, Gregg Lorenzo (the “Vista Defendants”) in a securities fraud claims brought pursuant to Section 10(b) and 20(a) of the Securities Exchange Act of 1934. The District Court dismissed the claims against the Vista Defendants on grounds that the Plaintiff failed to adequately plead securities fraud, specifically, that the group pleading doctrine did…

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May 6, 2016: the Court in Anwar v. Fairfield Greenwich Limited, et. al., 09-cv-118 (VM), approved a $55 million settlement with PwC. This settlement increased to over $250 million the aggregate settlement total in the federal lawsuit that was initially filed on January 9, 2009 by Gusrae, Kaplan & Nusbaum Partner David A. Gehn, along with co-counsel, Wolf Popper, against Fairfield Greenwich Limited, the largest…

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On April 28, 2016: Gusrae, Kaplan & Nusbaum partner David A. Gehn represents three (3) players selected in the top 45 overall selections of the 2016 NFL Draft, including a player who was drafted in the top 10. We are proud to see them join the other existing GKN clients that are currently playing in the NFL.

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