Benjamin S. KaplanOf Counsel

Victor Wang

Benjamin S. Kaplan concentrates his practice in the areas of securities, corporate and commercial law, focusing on an array of legal areas including, but not limited to, FINRA and SEC enforcement and regulatory matters, litigation and corporate governance, agreements, finance and transactions. Benjamin’s understanding of these practice areas has allowed him to service clients consisting of introducing and clearing broker-dealers, startups, and high net worth individuals. Benjamin is committed to his clients and believes in a strong attorney-client relationship built on trust, honesty and ethics.

Benjamin received his undergraduate degree from the University of Hartford where he majored in political science and minored in history. Benjamin received his law degree from Thomas Jefferson School of Law and is currently admitted to practice law in New York.


  • Tel (212) 269-1400
  • Fax (212) 809-4147
  • Email | Vcard

Practice Areas


  • J.D., Thomas Jefferson School of Law, 2013
  • B.A., University of Hartford, 2010


  • New York, 2014
  • United States District Court for the Southern District of New York, 2016


  • New York State Bar Association
  • American Bar Association