Gusrae Kaplan is a business oriented boutique law firm capable of meeting all the general legal needs of your business from transactional to regulatory to litigation. Regulatory Compliance & Advisory Services Advising Registered Representatives and Principals Broker Dealer Formation Commodities Regulations Governmental Investigations & Regulatory Enforcement Broker-Dealer Transition Assistance and Litigation Investment Adviser Formation and Compliance Learn More Foreign Client Guidance Investment Planning Outside General Counsel Learn More Litigation Commercial Business Litigation Securities & Commodities Litigation White Collar Criminal Defense & Internal Investigations Learn More Corporate & Securities Corporate Governance Corporate Restructuring Financing Transactions General Corporate and Transactional Advice Hedge Funds, Private Equity, SPVs & Venture Capital Mergers & Acquisitions Learn More