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Gusrae Kaplan is a business oriented boutique law firm capable of meeting all the general legal needs of your business from transactional to regulatory to litigation.

Regulatory Compliance & Advisory Services

  •  Advising Registered Representatives and Principals
  •  Broker Dealer Formation
  •  Commodities Regulations
  •  Governmental Investigations & Regulatory Enforcement
  •  Broker-Dealer Transition Assistance and Litigation
  •  Investment Adviser Formation and Compliance
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Foreign Client Guidance

  •  Investment Planning
  •  Outside General Counsel
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Litigation

  •  Commercial Business Litigation
  •  Securities & Commodities Litigation
  •  White Collar Criminal Defense & Internal Investigations
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Corporate & Securities

  •  Corporate Governance
  •  Corporate Restructuring
  •  Financing Transactions
  •  General Corporate and Transactional Advice
  •  Hedge Funds, Private Equity, SPVs & Venture Capital
  •  Mergers & Acquisitions
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About

Gusrae Kaplan provides innovative, aggressive and sophisticated advocacy on behalf of its clients coupled with hands on and personalized service.

Practice

  • Regulatory Compliance & Advisory Services
  • Corporate & Securities
  • Foreign Client Guidance
  • Litigation

New York, NY

120 Wall Street
New York, New York

Phone: 212.269.1400
Fax: 212.809.4147

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